Compliance Services

Stonebridge Group are proud of the strong compliance ethos it has built in it’s relationships with over 250 appointed representative & directly authorised firms.

Using this experience Stonebridge Genus can provide support to assist businesses with their own regulatory responsibilities with the following services:

  • Regular compliance bulletin
  • Branded Approved Persons Manual
  • Branded Treating Customers Fairly Policy
  • Branded Anti bribery & Corruption Policy
  • Compliance Registers
  • Suitability letters as part of the Revolution system
  • Access to Computer based training modules